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2006 media releases

Inland Revenue revises rules on shortfall penalty application
5 May 2006

Under a recent legislative amendment, taxpayers have until 30 September 2006 to request the cancellation of some shortfall penalties.

Inland Revenue has just published a Standard Practice Statement (SPS 06/01) that sets out the grounds upon which the Commissioner will have the discretion to cancel or not to impose shortfall penalties for an unacceptable tax position.

"Inland Revenue can now exercise discretion in cases resulting from a simple mistake or oversight on the part of a taxpayer," says Naomi Ferguson, Deputy Commissioner Service Delivery.

A 2003 amendment meant that penalties for having an unacceptable tax position were being applied to a wider range of tax shortfalls than was envisaged by Parliament when it passed the original legislation in 1996.

"The penalty was aimed at cases where there was potential for very large shortfalls," says Miss Ferguson. "It should not generally apply to those who have made a clear mistake or simple oversight and then tried to rectify it."

Inland Revenue is reviewing the whole area of shortfall penalties, but, in the meantime, this change will mean that, in some cases, shortfall penalties imposed since 1 April 2003 for taking an unacceptable tax position may be cancelled. Taxpayers who meet the criteria in the SPS have until 30 September to write in and request cancellation of shortfall penalties for taking an unacceptable tax position. 

"Because taxpayers only have until 30 September 2006 to apply for the cancellation of penalties already imposed, we have not gone through the normal consultation process with this SPS," says Miss Ferguson. "However we have consulted extensively with the New Zealand Institute of Chartered Accountants and have also given other interested parties a chance to comment on the draft SPS.

"Taxpayers and practitioners may still comment on the published SPS, and we will consider these comments and will update the SPS if necessary."

SPS 06/01 is available from our website and will be published in the June edition of the Tax Information Bulletin.

 

Corporate Affairs
Inland Revenue

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New Zealand


Date published: 05 May 2006

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